Diversity
by Design
Conserving Biological Diversity
Through More
Productive & Sustainable Agroecosystems1
Larry Harrington2
Manager, CIMMYT's Natural Resources Group
Abstract
Common goals
Sustainability in
perspective
An example--
Green Revolution
Diversity by Design
Demand-led
diversification
Complementarity
and competition
BibliographyAbstract
This paper explores some of the links between
agroecosystem biodiversity, productivity and sustainability and the broader ends they
serve -- sustainable food security, reduced poverty, improved public health, and
conservation of natural biological diversity. In doing so, it first discusses alternative
interpretations of biodiversity and sustainability, and then explores two ways to foster
diversity within agroecosystems.
Agroecosystem biodiversity involves crop genetic diversity, crop species spatial and
temporal diversity, natural biological diversity within agroecosystems, and the indirect
effects of agroecosystems on natural biological diversity. (That is, productive systems in
one area can indirectly foster natural biological diversity in another area by making
cultivation less necessary.) It often is claimed that agroecosystem biodiversity improves
system sustainability. This claim is difficult to assess, given the vast number of ways in
which sustainability is interpreted. Sustainability would be a more meaningful objective
if we could measure it. Unfortunately, most indicators of sustainability are narrowly
driven by definitions, leading to arguments that are circular and to conclusions that
ignore the fallacy of scale.
A classic example of the fallacy of scale can be found in South Asia's Green Revolution
(GR), which often has been criticized as unsustainable. At the farm household level, GR
technologies may foster low species diversity, reliance on external inputs, environmental
pollution, and degradation of soil and water resources. However, at higher levels of
analysis, they have been found to be associated with faster economic growth, higher
incomes through employment generation, improved income distribution, reduced rates of
population growth, and (not least) the saving of an estimated 40 million ha of land from
the plow -- or the woodcutter's axe. Resource degradation in GR areas may be a cost of
defusing threats to resource quality and natural diversity in fragile, marginal or
forested areas. Researchers and farmers must work together to reduce this cost.
If agroecosystem diversity fosters system productivity, stability, sustainability, and
improved environmental quality, then how can diversity be increased? One approach is
diversity by design -- the conscious fashioning of more diverse agroecosystems, intended
for widespread adoption by farming communities. This process includes participatory
research on indigenous technical knowledge, with a view to extrapolating such knowledge to
suitable areas. Unfortunately, research on diversity by design typically has not lead to
widespread farmer adoption.
Another approach is demand-led diversification -- the process whereby higher incomes and
reduced poverty generated by more productive agricultural practices shift the structure of
food demand towards a more diverse array of products, among them fruits, vegetables and
animal products. Farmers follow market signals and diversify their farming systems.
Demand-led diversification leads to more biologically diverse agroecosystems at the
regional level, but may or may not ensure increased biodiversity at the plot or farm
level. It is argued that attainment of the overarching goals of sustainable food security,
reduced poverty, improved public health, and conservation of natural biological diversity
requires a mixed strategy that embraces sustainable productivity improvement in favored
areas, sustainable productivity improvement in marginal, fragile areas, and sustainable
management of market-led diversification processes. Sustainability is not enough --
productivity must increase as well.
Our
common goals
There are a number of reasons for fostering
diversity in agroecosystems. More diverse systems can take better advantage of ecological
niches. Those species best adapted to different stresses (waterlogging, soil acidity,
shading, drought, etc.) can be carefully positioned where they have a comparative
advantage (Chambers, 1990). In addition, greater system diversity can improve stability
and resilience. Diverse agroecosystems offers multiple pathways for energy and nutrient
cycling; consequently system productivity is not held hostage to the performance vagaries
of any particular species (Carroll, Vandermeer and Rosset, 1990). When properly designed,
more diverse systems also can reduce problems associated with pests, diseases and weeds
(Edwards, 1987) and can decrease reliance on external inputs (Gliessman, Garcia and
Amador, 1981). Finally, more diverse systems may be associated with in-situ conservation
of foodgrain land races and folk varieties (e.g., Smale et al., 1991).
However, the above examples suggest that agroecosystem biodiversity is not an end in
itself. Rather, it is a means of achieving other ends -- productivity, stability,
resilience, improved environmental quality, and the conservation of crop genetic
diversity. In turn, and on a broader scale, these are but part of a larger set of societal
goals -- sustainable food security, reduced poverty, and improved public health. Thus,
agroecosystem biodiversity is often prized to the extent that it contributes to the
attainment of these overarching goals.
Societies also value natural biological diversity in the broader sense. People are
concerned about the possible extinction of species, partly because of their potential
future benefits, partly because of the role they play in ecological balances, and partly
because people simply place a value in their continued existence, regardless of possible
future human benefits. These "option" or "existence" values are
immensely important though exceedingly difficult to quantify (Serageldin and Steer, 1994;
Bishop, 1978).
Agroecosystem biodiversity is linked in complex ways with system sustainability and
productivity. These, in turn, are linked in complex ways with natural biological
diversity. The objective of this paper is to explore some of these links, in the overall
context of our common goals -- sustainable food security, reduced poverty, improved public
health, and greater natural biological diversity.
Kinds of diversity
The notion of agroecosystem biodiversity can be understood in several different ways:
Crop genetic diversity. This embraces such factors as varietal concentration; pace of
varietal change over time; genetic similarity among major cultivars; the conservation and
pyramiding of favorable genes in breeders' varieties; the conservation and use of
important genes present in folk varieties, land races and wild relatives; and
opportunities for expanding crop genetic diversity through wide crosses and biotechnology
(Smale, 1995).
Crop species diversity over space. This refers to the extent and complexity of mixed
cropping, intercropping, relay cropping and agroforestry practices, usually at the plot
level. Spatial species diversity may be exceedingly narrow (e.g., a Javanese sawah
monocropped rice field) or exceedingly broad (e.g., a Javanese pekarangan home garden
featuring simultaneous cultivation of fruit trees, banana plants, coffee, spices, and
palawija food crops such as maize, cassava and soybean) (Charoenwatana and Rambo, 1988).
It should be clear from the above examples that plots with low species diversity and high
species diversity often are found within the same farming system.
Crop species diversity over time. This refers to the extent and complexity of annual or
longer-term relay cropping or rotations. Temporal species diversity may be narrow (e.g.,
one maize monocrop crop per year, every year); broad within a year (e.g., an annual
sequence of multiple cropping involving cereals, legumes and horticultural crops); or
broad over several years (e.g., rice - potato - wheat patterns, broken every few years by
a sugar cane crop, as found in parts of the South Asian Indo-Gangetic Plains) (Harrington
et al., 1992). Crop species diversity over space and over time are not necessarily
related.
Agroecosystem biodiversity through crop-livestock interactions. The presence of livestock
in a system tends to greatly enhance the value of non-crop components of agroecosystems
(crop residues, grazing lands, forest resources) and typically features nutrient cycling
between rangeland and crop land, thus fostering improved productivity and sustainability
of cropping systems and a higher potential for spatial and temporal crop species diversity
(Powell and Williams, 1993).
Natural biodiversity within agroecosystems . More diverse agroecosystemsparticularly
those with greater spatial diversity and those with treesmay provide habitat for a
wider array of flora and fauna, including microorganisms as well as wildlife.
Natural biodiversity as indirectly affected by agroecosystems. Highly productive
agroecosystems can indirectly foster natural biodiversity by making it unnecessary to farm
marginal or fragile areas, or to clear new forest areas for agriculture. Natural
biodiversity in subtropical and tropical countries often is associated with the extent and
quality of forested area (Pieri et al., 1995). These indirect links between agroecosystem
productivity and sustainability and the conservation of habitat for natural biodiversity
is a major theme in this paper.
Efforts to foster biodiversity in agroecosystems can focus on any of the above.
Opportunities for broadening system diversity may be achieved by increasing crop genetic
diversity, expanding crop species diversity over space and over time, fostering
crop-livestock interactions, or improving productivity in favored agricultural areas to
enable the protection of biologically diverse fragile, marginal or forested areas from
agricultural uses.
What are the links between the introduction of more sustainable agroecosystems on the one
hand, and the preservation of agroecosystem biodiversity (and natural biodiversity) on the
other? The answer to this question depends on what is meant by "sustainability."
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Sustainability in perspective3
Issues of sustainability are commanding more
attention from agricultural scientists, but only in part because they are thought to be
closely linked to issues of biological diversity. Few themes can match
"sustainability" for the broad range of questions to which it relates and (as a
consequence) the sense of perplexity that it all too often engenders. The notion of
sustainability encompasses population growth and pollution, deforestation and land
degradation, agroecology and energy cycling, erosion and intergenerational equity, not to
mention food security, global warming and the ultimate fate of humankind. It is a
formidable topic.
Considerable effort has been expended in defining and interpreting the notion of
sustainability. Although the definition suggested by the CGIAR4 has drawn widespread
support, that support is not unanimous. There are a number of well-defined alternatives,
including some that rather narrowly emphasize agroecosystem diversity and resilience
(Conway, 1986) and others that stress the ethical duty of mankind to serve as steward of
natural resources for the benefit of future generations (Batie, 1989). Still others
emphasize the global nature of food security and resource quality questions, given
opportunities for trade (Crosson, 1992). Most definitional differences stem from the
diverse answers given to the fundamental question, "What do we wish to
sustain?".
Sustainability would be a more meaningful objective if we could measure it. Many
scientists agree that the ability to quantify sustainability is fundamental to making the
concept useful (Hildebrand, 1989). Unfortunately little progress has been made in this
regard, despite considerable work on developing sets of land quality indicators (e.g.,
Pieri et al., 1995) or on constructing a unique indicator that encompasses the various
consequences of using a particular agricultural technology (near-term on-site
productivity, longer-term on-site productivity, off-site costs and benefits, environmental
costs and benefits) (e.g., Harrington, 1994).
Most commonly, indicators of sustainability are narrowly driven by definitions. This often
leads to arguments that are merely circular. For example:
If agroecosystem sustainability is defined in terms of zero external input use, then any
technical change leading to reduced external input use can be said to foster
sustainability.
If agroecosystem sustainability is defined in terms of low levels of environmental
pollution, then any technical change leading to less environmental pollution can be said
to foster sustainability.
If agroecosystem sustainability is defined in terms of high agroecosystem biodiversity,
then any technical change leading to higher agroecosystem biodiversity can be said to
foster sustainability.
If agroecosystem sustainability is defined in terms of local self-reliance in agricultural
production (i.e., avoidance of international markets), then any technical change leading
to greater local self-reliance can be said to foster sustainability.
All of these definitions, and their corresponding indicators, are inadequate -- even when
combined. They all emphasize the plot or farm community level of analysis, ignoring higher
levels. That is, they succumb to what may be termed the "fallacy of scale": what
appears to be unsustainable at one level of analysis may be a strong element in favor of
sustainability at a higher level of analysis. Researchers and policy makers must take
explicit account of possible fallacies of scale, and alternative levels of analysis, when
they engage in the design of diverse, sustainable systems.
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An example -- the Green Revolution
An example may clarify the phrase fallacy of scale.
Green Revolution technologies for rice and wheat in South Asia often have been criticized
as being unsustainable (Bramble, 1989; Pingali and Rosegrant, 1994). At the level of the
agroecosystem, these technologies may feature low species diversity 5, high reliance on external
inputs and energy sources, environmental pollution from pesticides and fertilizers that
negatively affect public health, and degradation of soil and water resources devoted to
agriculture (Byerlee and Siddiq, 1994).
However, at higher levels of analysis, the widespread diffusion of Green Revolution
technologies in parts of South Asia has been associated with accelerated economic
development in Bangladesh (Allaudin and Tisdell, 1991); higher incomes through employment
generation in Uttar Pradesh (Sharma and Poleman, 1994); improvements in income
distribution in Pakistan (Renkow, 1994); reduced rates of population growth in Green
Revolution areas of India (Vosti, 1994) -- and, not least, the saving of approximately 40
million ha from the plow (or the woodcutter's axe) in India alone (Borlaug, 1996). That
is, in the absence of Green Revolution technologies, another 40 million ha of rice and
wheat area would have been needed to meet human demands for food.
Of course, there wasn't another 40 million ha of land in India to devote to agriculture.
Still, the Green Revolution undoubtedly played an immense role -- a role that is almost
entirely unrecognized -- in reducing pressures to cultivate biologically diverse fragile,
marginal or forested areas. By the same token, in the absence of the Green Revolution,
food prices would have been higher, employment growth (especially off-farm employment)
would have been slower, poverty would be more widespread, and population growth would have
been more rapid -- exacerbating the threat to natural biological diversity over the coming
decades.
So, in a very real sense, resource degradation and environmental pollution in favored
Green Revolution areas has been (at a higher level of analysis) a cost associated with the
defusing of longer-term threats to resource quality and natural biological diversity in
biologically diverse fragile, marginal or forested areas.
Researchers and farmers must work together to reduce this cost. Plot-level threats to
sustainability in Green Revolution areas must be addressed. Fortunately, it appears that
much of the resource quality damage in these areas is reversible (Fujisaka, Harrington and
Hobbs, 1994). The challenge for the future is to generate a "doubly green
revolution" (Lele, 1995) -- one that maintains the powerful and favorable indirect
consequences of highly productive agricultural technology, while improving resource
quality, and reducing pollution in these favored areas. Sustainability is not enough -
productivity must increase as well.
Top
Diversity
by design
This paper contends that greater agroecosystem
biodiversity -- particularly crop genetic diversity and spatial and temporal species
diversity -- often can help achieve sustainable improvements in agricultural system
productivity. In addition, it contends that sustainable improvements in productivity can
help achieve sustainable food security, while alleviating poverty and helping conserve
natural biological diversity (by reducing the need to expand agriculture into new and
biologically diverse areas).
How, then, does one go about fostering the widespread use of more biologically diverse
agroecosystems? There are at least two ways:
Diversity by design -- Researchers and farmers collaborate in the conscious design
of more biologically diverse agroecosystems, which then are taken up on a large scale by
farming communities. This process includes participatory research on indigenous technical
knowledge about system diversity, with a view to extrapolating such knowledge to
comparable areas.
Demand-led diversification -- Higher incomes and reduced poverty generated by more
productive agricultural practices shift the structure of food demand towards a more
diverse array of products, among them fruits, vegetables and animal products. Farmers
follow market signals and diversify their farming systems.
The path of "diversity by design" is a direct one. It is the path taken by
cropping systems and farming systems research (FSR). Certainly, the central objective of
such research in Asia was to diversify cropping patterns by introducing a second non-rice
crop into rice-based systems (IRRI, 1982). The opportunity to do this, of course, was a
consequence of the introduction of short-duration, non-photoperiod sensitive rice
varieties.
In Africa, the emphasis has been less on system intensification and more on reconciling
food security and system sustainability requirements, in the context of biotic and abiotic
stresses affecting crop production and widespread labor migration (e.g., Drinkwater and
McEwan, 1994; Holden, 1993). Even in Africa, however, diversity has been a major theme in
FSR. "Diversity by design" also has been characteristic of research on
agroecology (Altieri, 1987; Harwood, 1988).
The lessons learned from FSR and from research on agroecology have been exceedingly
valuable. They have vastly improved researchers' interest in and capacity to work with
farmers in understanding and improving farming systems. However, these lessons have had
more impact more on research management and style than in farmers' fields. They have not
led to the expected widespread adoption by farmers of more diverse, productivity-enhancing
resource-conserving agricultural systems (Shinawatra, 1994; Grafton, Walters and
Bertelson, 1990; Tripp et al., 1991). Moreover, farmer adoption of new technology that can
be attributed to investments in FSR has been concentrated in crop component technology,
particularly varietal change (Tripp, 1991).
Work is urgently needed to improve the effectiveness of research (measured in terms of
widespread adoption) aimed designing biologically diverse, productive and sustainable
agroecosystems. Until then, the path of "diversity by design", on its own, seems
unlikely to lead to the attainment of our common goals.
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Demand-led diversification
In contrast, the path of "demand-led
diversification" is relatively indirect, but nonetheless already has led to
widespread changes in farming systems, particularly in Asia. Higher incomes and reduced
poverty generated by more productive agricultural practices (in the case of Asia, through
new rice and wheat technology) have indeed led to a shift in the structure of food demand.
Consumers have reduced their per capita intake of basic grains in favor of a more balanced
diet with featuring fruits, vegetables and animal products. Farmers have followed market
signals and have diversified their farming systems accordingly (Schuh and Barghouti, 1987;
Barghouti, Timmer and Siegel, 1990). Spatial and temporal species diversity have increased
-- though not necessarily at the plot level.
A classic example of this process is described for Indonesia by Roche (1988). Increased
rice productivity in favored lowland areas expanded the supply of rice and reduced its
price. Marginal rice areas (often on hillsides) became unprofitable and farmers in these
areas ceased producing rice. However, higher incomes in both rural and urban areas (in
large part due to improved productivity of rice and its consequent lower price) shifted
the structure of demand for food towards fruits and vegetables. As a consequence, rice
fields in hillside areas, e.g. of East Java, were converted to perennial fruit trees
(especially papaya). This process was not entirely attributable to improved rice
productivity, of course, as improvements in market infrastructure also were important.
This same process is evident in other areas where new technology has increased the
productivity of basic grain production, e.g., the Indian Punjab (Singh, 1992).
In contrast, stagnating grain (in this case maize) productivity in Southern Africa has led
to a continued food security crisis, expansion of maize cultivation into areas hitherto
reserved for wildlife (Waddington et al., 1994), and a relative absence of market signals
that would induce farmers to diversify their farms into cash crops. It's no coincidence
that "diversification out of grain production" is not high on the Southern
Africa research and policy agenda.
Success in demand-led diversification is sensitive to the policy environment. It has been
argued by Barghouti, Timmer and Siegel (1990) that the following are needed:
An overall policy environment that encourages more flexible and broader cropping systems
rather than commodity-support programs;
Laws and institutions that facilitate efficient marketing by establishing grades and
standards for different commodities and developing and distributing farm inputs;
Public investment in physical and social infrastructure, communications, and information
systems;
A rural financial system that mobilizes rural savings, makes credit available to traders,
and diversifies the rural economy; and
Rural training and education systems to help prepare rural people for non-agricultural
jobs.
Demand-led diversification will lead to more biologically diverse agroecosystems at the
aggregate (e.g., regional) level, but may or may not ensure increased biodiversity at the
plot or farm level. Moreover, plot-level trends in resource quality, external input use
and environmental pollution may increase or decrease, in accord with the practices adopted
as farmers learn to manage a new set of enterprises.
The path of "demand-led diversification", on its own, also may not to lead to
the attainment of our common goals.
Top
Complementarity and competition
Attainment of the overarching goals of sustainable
food security, reduced poverty, improved public health, and conservation of natural
biological diversity requires the widespread use of more productive, stable, resilient
agroecosystems, and the conservation of crop genetic diversity. This will require:
1. An emphasis on sustainable productivity improvement in favored
areas -- to reduce the pressure to cultivate biologically diverse areas unsuited to
agriculture, and to foster "demand-led diversification." However, this must be
done in ways that conserve soil, water and genetic resources and reduce environmental
pollution within these favored areas -- a doubly green revolution.
Agricultural research and development (featuring roles for scientists, extension workers,
farmers and policymakers) can help through:
cereal varieties that are more tolerant to biotic and abiotic stress and that are more
nutrient use efficient,
productivity-enhancing resource-conserving crop management practices, e.g., IPM, reduced
tillage, use of green manure cover crops, etc.;
more effective "diversity by design" -- widespread adoption of new cropping
patterns, farming systems and land management systems (featuring staple cereals) that
capitalize on the advantages of system diversity to sustainably improve productivity.
2. An emphasis on sustainable productivity improvement in marginal,
fragile areas -- acknowledging that the pressure to cultivate biologically diverse
areas unsuited to agriculture can be reduced, but not eliminated. Again, varieties, crop
management practices, cropping patterns, farming systems and land management systems can
offer leverage points.
3. An emphasis on sustainable management of "demand-led
diversification" -- The introduction of fruit and vegetable crops may either
exacerbate or ameliorate problems of erosion, soil fertility loss, water-induced land
degradation, external input dependence, or environmental pollution. A greater temporal and
spatial diversity of enterprises in this case does not necessarily imply improved
sustainability. As "demand-led diversification" takes hold, it again is up to
stakeholders in agricultural research and development (scientists, extension workers,
farmers and policymakers) to foster sustainable management strategies.
In the end, it is not a case of competition, but rather of complementarity. It is not a
case of "Green Revolution" vs. "alternative agriculture," or
"diversity by design" vs. "demand-led diversification." We must use
all of the tools at our disposal -- following all promising paths -- to reach our common
goals.
Top
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Top
© CIMMYT
October
1997
1 Presented at Biodiversity and Sustainable
Agriculture, a workshop arranged by the Swedigh Scientific Council on Biological
Diversity, Ekenas, Sweden, August 14-17, 1996.
2 Larry Harrington is the
Manager of CIMMYT's Natural Resources Group, Apdo. 6-641, Mexico DF 06600, Mexico. E-mail:
lharrington. The autor acknowledges the helpful
assistance of Jeff White and Tim McBride. Opinions expressed are not necessarily those of
CiMMYT.
3 Much of the
discussion in this section is drawn from Harrington (1992a) and Harrington (1992b).
4 Sustainable
agriculture should involve the successful management of resources for agriculture to
satisfy changing human needs while maintaining or enhancing the quality of the environment
and conserving natural resources (CIMMYT, 1989).
5 Althoug not all
rice-wheat systems are identical - many of them are surprisingly diverse either within a
cropping year or over several years. Legumes, pulses, horticultural crops, potatoes and
sugarcane often can be found in these systems (Fujisaka, Harrington and Hobbs, 1994;
Harrington et al, 1992). In addition, there is evidence that modern plant breeding and the
international exchange of germplasm has increased, not decreased, bread wheat genetic
diversity in South Asian Green Revolution areas (Smale, 1995). |